Section 166 — Notification of convictions and judgments to FCA.
Extent: E+W+S+N.I.
This version in force from 2014-04-01
Snapshot: 2026-08-24
Reproduced from legislation.gov.uk (Crown Copyright, Open Government Licence v3.0). Amendments made after 2026-08-24 may not be reflected — always check the official text .
Where a person is convicted of an offence or has a judgment given against him by or before any court in the United Kingdom and it appears to the court—
(a) having regard to the functions of the [F1 FCA under the Financial Services and Markets Act 2000 or] this Act, that the conviction or judgment should be brought to the [F2 FCA's] attention, and
(b) that it may not be brought to [F3 its] attention unless arrangements for that purpose are made by the court,
the court may make such arrangements notwithstanding that the proceedings have been finally disposed of.
Amendment notes
- F1 Words in s. 166(a) substituted (26.7.2013 for specified purposes, 1.4.2014 in so far as not already in force) by The Financial Services Act 2012 (Consumer Credit) Order 2013 (S.I. 2013/1882), arts. 1(1), 7(15)(a)
- F2 Word in s. 166(a) substituted (26.7.2013 for specified purposes, 1.4.2014 in so far as not already in force) by The Financial Services Act 2012 (Consumer Credit) Order 2013 (S.I. 2013/1882), arts. 1(1), 7(15)(b)
- F3 Word in s. 166(b) substituted (1.4.2003) by Enterprise Act 2002 (c. 40), ss. 278, 279, Sch. 25 para. 6(34); S.I. 2003/766, art. 2, Sch. (with art. 3)